NISM Certification

NISM Certification

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In pursuance of the announcement made by the Finance Minister in his Budget Speech in February 2005, Securities and Exchange Board of India (SEBI) established the National Institute of Securities Markets (NISM) in Mumbai.

SEBI, by establishing NISM, has articulated the desire expressed by the Indian government to promote securities market education and research.

Towards accomplishing the desire of Government of India and vision of SEBI, NISM has launched an effort to deliver financial and securities education at various levels and across various segments in India and abroad. To implement its objectives, NISM has established six distinct schools to cater the educational needs of various constituencies such as investor, issuers, intermediaries, regulatory staff, policy makers, academia and future professionals of securities markets.

NISM brings out various publications on securities markets with a view to enhance knowledge levels of participants in the securities industry.

NISM is mandated to develop and implement certification examinations for professionals employed in various segments of the Indian securities markets.

Revision wef 28 January 2013

Revision of Fees: Fees for all mandatory certification Examination except NISM Series V-B Mutual Fund foundation Certification Examination stands revised from Rs.1000/- to Rs.1250/- per enrollment with effect from January 28, 2013, i.e. all candidates enrolling on or after mid night of January 27, 2013 will be charged Rs.1250/- per enrollment. Similarly, candidates enrolling through offline mode will be charged Rs.1250/- per enrollment with effect from 28th January 2013.

Issuance of Electronic Certificates: Issuance of Physical certificates may be discontinued from January 28, 2013. Certificates will be issued to candidates only in electronic mode (in downloadable PDF format) through email after receiving approval from NISM.

Issuance of Workbook: Issuance of physical workbooks have been discontinued from January 28, 2013. Workbook will be issued to enrolled candidates only in electronic format (in downloadable PDF mode) through email submitted by the candidates at the time of enrollment.

Candidates who wish to purchase hardcopy of the study material, can purchase the same online (@Rs. 150/- + shipping charges) from PSIPL by visiting www.psipl.net.”

"NISM Certification Examination slots are available for enrollment through this portal only until 31-Aug-2013. In case you wish to appear for examination beyond 31-Aug-2013, kindly note that Registration/Enrolment will be done on NISM Certification portal viz. (https://certifications.nism.ac.in/) with a choice of selecting the examination Test centres at NISM/MCX-SX.

In case you have made a payment to MCX-SX before 31-Aug-2013, kindly schedule your exam immediately within the month of August 2013. For more information please contact 022-6731900 Ext : 8860/8861 or certification@mcx-sx.com,

In case of any clarifications, kindly write to certification@mcx-sx.com or call 022-66494188. For queries on NISM Certification Examinations, kindly write to certification@nism.ac.in or call 022-61115555 (Monday to Friday, 09:30 am to 05:30 pm)”

Offline Registration : Facility of OFFLINE REGISTRATION have been discontinued with immediate effect. It may, however, be continued for bulk enrolments where fees for multiple candidates is received in the form of single payment instrument.

  "NISM Certified Personal Financial Advisor (CPFA) Examination shall be available till August 30, 2013 and thereafter shall be discontinued. If you have enrolled for the CPFA examination, kindly take the examination before August 30, 2013.”
  Click below to find out more about NISM examinations:
   
 
NISM Series Names of Certification Examination Information
NISM-Series-I Currency Derivatives Certification Examination More
NISM-Series-IIA Registrars to an Issue and Share Transfer Agents – Corporate Certification Examination More
NISM-Series-IIB Registrars to an Issue and Share Transfer Agents – Mutual Fund Certification Examination More
NISM Series-III-A Securities Intermediaries Compliance Certification Examination More
NISM-Series-IV Interest Rate Derivatives Certification Examination More
NISM-Series-V-A Mutual Fund Distributors Certification Examinations More
NISM-Series-V-B Mutual Fund Foundation Certification Examination More
NISM-Series-VI Depository Operations Certification Examination More
NISM-Series-VII Securities Operations and Risk Management Certification Examination More
NISM-Series-VIII Equity Derivatives Certification Examination More
NISM Series-IX Merchant Banking Certification Examination More
NISM-Series-X-A Investment Adviser (Level 1) Certification Examination More
NISM-Series-XI Equity Sales Certification Examination More
NISM Series-XII Securities Markets Foundation Certification Examination More
- Certified Personal Financial Advisor (CPFA) Examination More
 
 
NISM-Series-I : Currency Derivatives Certification Examination (NISM-Series-I: CD Examination)
 
NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents - Corporate Certification Examination
 
NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents - Mutual Fund Certification Examination
 
NISM Series-III-A: Securities Intermediaries Compliance Certification Examination
 
NISM-Series-IV: Interest Rate Derivatives Certification Examination
 
NISM-Series-V-A: Mutual Fund Distributors Certification Examination
 
NISM-Series-V-B: Mutual Fund Foundation Certification Examination  
 
NISM-Series-VI: Depository Operations Certification Examination  
 
NISM Series VII: Securities Operations and Risk Management Certification Examination
 
NISM-Series-VIII: Equity Derivatives Certification Examination
 
NISM Series-IX: Merchant Banking Certification Examination
 
NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination
 
NISM-Series-XI: Equity Sales Certification Examination
 
NISM Series-XII: Securities Markets Foundation Certification Examination
 
Certified Personal Financial Advisor (CPFA) Examination